April, 2015

Below is an excerpt from the article:

What do you see as the biggest challenge funds have had with these reporting requirements?

The biggest problems we have seen are: 1.) funds are inadvertently raising “red flags” because they are using incorrect assumptions and interpretations in their risk-related regulatory filings; 2.) funds do not have proper regulatory audit trails and policies/procedures in place; and, 3.) overall, their process is not efficient, cost effective nor scalable for all types of risk-related reporting.

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