IN THE NEWS AND PUBLICATIONS

Thought Leadership

In the News and Publications

Answers to Questions Most Frequently Asked by U.S. and Other Non- E.U. Managers on the Impact and Implementation of the AIFMD

By Samuel K. Won and Simon Whiteside To view the full PDF of the article, please click here. The Alternative Investment Fund Managers Directive (AIFMD) continues to dominate discussions on global hedge fund regulation, marketing, remuneration, risk, reporting and...

Major Risk Related Regulatory Developments for 2015

December 18, 2014 Major Risk Related Regulatory Developments for 2015 In planning for 2015, we want to bring to your attention some recent and significant regulatory developments that all funds must bear in mind to ensure that your risk-related regulatory...

AIFMD Annex IV Reporting: Risk Scrutiny on Deadline

By Chris Kentouris Editor AIFMD Annex IV Reporting: Risk Scrutiny on Deadline The Alternative Investment Fund Manager Directive Annex IV. The long phrase describes at least three hundred points of reference data and other risk metrics alternative fund managers must...

Private Equity’s Risk Management:Take-Up Caught in the net of Dodd-Frank, FATCA and other reforms, yet another category of financial firms is bulking up in governance, risk and compliance

by Katherine Heires Published under Risk News & Resources – GARP August 28, 2014 The Riverside Company, a private equity fund with $4.6 billion in assets under management and offices on four continents, has felt the impact of a host of new rules and regulations...

AIFMD: a new regulatory world for private equity firms

Governments around the globe have enacted a wave of new financial regulations in an effort to address drivers of the great financial crisis that began in 2008. One set of new regulations that will have a significant impact on private equity (PE) fund managers is the...

Key Takeaways from the SEC’s Form PF Report

August 21, 2014 SEC Report on Form PF to Congress As part of its obligations under Dodd Frank, the U.S. Securities and Exchange Commission (SEC) issued its second annual report on Form PF to Congress just last week, on August 15, 2014. The report indicates...

Daily Princetonian Asks GRMA to Comment on PRINCO Asset Reallocation

By Joseph Sheehan Staff Writer The Princeton University Investment Company, which manages the University’s endowment, has slightly adjusted its allocations to include a higher percentage of investments in comparatively more liquid assets. The new financial...

Second Consecutive Year – GRMA Named Best Risk Management Advisor (2014)

February 6, 2014 Risk Management Advisory Firm of the Year – Global Risk Management Advisors Samuel K. Won is the Founder and Managing Director of Global Risk Management Advisors, Inc. (“GRMA”), the leading risk management advisory and implementation...

Emerging Template for Risk Management – Part 2 of 2

by Samuel Won In my previous article, “Why risk management now”, I discussed why institutional investors have begun to take a more formal approach to the risk management of their investment portfolios. I noted that the major drivers of this trend for endowments,...